We are recognized within Upstate New York as a leader in the securities and capital markets practice. The firm has represented issuers and underwriters in more than 35 public offerings. Our clients include businesses seeking start-up capital as well as Fortune 500 companies. Our securities practitioners assist clients with private and public offerings of securities, ongoing regulatory compliance and reporting, proxy solicitations, tender offers, and securities litigation and arbitration before the Securities and Exchange Commission, self-regulatory organizations, and state and federal courts. We also represent investment bankers and underwriters in connection with fairness opinions, investment banking, and other engagements.

 

OUR CLIENTS

·     Public Companies

·     Private Start-Up and Growth Companies

·     Investors

FOR FURTHER INFORMATION
James M. Jenkins
Jeffrey H. Bowen
Daniel R. Kinel