Securities and Capital Markets News

Harter Secrest & Emery Welcomes Four New Attorneys

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SEC Adopts Dodd-Frank Hedging Disclosure Rules

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Preparing for the 2019 Proxy Season

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A Few Tweets Cost Tesla CEO Elon Musk $20 Million and Chairmanship

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Harter Secrest & Emery Attorneys Named to Legal Elite List

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Harter Secrest & Emery Welcomes Michelle L. Bouton to its Securities and Capital Markets Practice

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SEC Amends Definition of Smaller Reporting Company and Expands Scaled Disclosure Eligibility

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Dodd-Frank Reform Bill Increases Access to Capital

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Harter Secrest & Emery Assists Jerash with Historic IPO, Nasdaq Listing

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Amanda M. Karpovich Named to Big Brothers Big Sisters Board of Directors

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SEC Brings Rule 701 Enforcement Action

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Sidoti & Company Spring 2018 Conference

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SEC Publishes Updated Interpretive Guidance on Cybersecurity

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Harter Secrest & Emery Welcomes Margaret K. Rhoda to Its Securities & Capital Markets Practice

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SEC Provides New Guidance on the CEO Pay Ratio Rule

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2017 Marcum MicroCap Conference

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SEC Adopts Final Rules Requiring Exhibit Hyperlinks and HTML Formatting

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SEC Adopts Final Rules Updating Intrastate and Regional Offering Rules

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SEC Adopts Amendments to Form ADV and Investment Advisers Act

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SEC Proposes Universal Proxy Cards

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Sidoti Fall 2016 Emerging Growth Convention

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Donnelley Financial Solutions SEC Hot Topics Institute

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SEC Takes a Hard Line on Confidentiality and Severance Agreements

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SEC Proposes Amendments to the Definition of “Smaller Reporting Company”

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The Securities and Exchange Commission Releases New Guidance on Use of Non-GAAP Financial Measures

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NIRI Virtual Gets "Physical" in Buffalo, New York

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Harter Secrest & Emery Expands Securities Practice in Buffalo

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SEC Adopts New Crowdfunding Rules

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Harter Secrest & Emery Elects McClean, Sewruk, and Dorritie to Partnership

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Updates to ISS and Glass Lewis Proxy Voting Guidelines for 2016

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SEC Issues Final CEO Pay Ratio Disclosure Rules Under Dodd-Frank

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SEC Proposes Rules on Clawback of Compensation

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SEC Proposes Rules on Pay-for-Performance Disclosure

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The SEC Proposes Rules to Implement the JOBS Act Amendments

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The SEC’s FCPA “Wake-Up Call” to Small and Medium-Sized Businesses

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SEC Issues No-Action Letter Providing Relief to Private Company M&A Brokers

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SEC Proposes New Crowdfunding Rules

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SEC Proposes New Pay Equity Disclosure Requirements for Reporting Companies

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SEC Issues FAQs on Conflict Minerals Disclosure Rules

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SEC Provides Guidance on the Use of Social Media for Public Company Disclosure

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NYSE and NASDAQ Propose Rule Changes

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SEC Adopts Final Conflict Minerals Disclosure Rules

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SEC Issues Final Rule Regarding Listing Standards for Compensation Committees

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JOBS Act Seeks to Improve Access to Capital for Startup and Other Private Companies

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SEC Adopts New Net Worth Standard for Accredited Investors

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SEC Releases New Guidance on Cybersecurity Disclosure

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SEC Will Permit Shareholder Proposals on Proxy Access for 2012

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SEC Adopts Final Dodd-Frank Investment Advisers Act Regulations

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SEC's Proposed Rule to Add "Bad Actor" Provision to Rule 506 Offerings

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SEC Adopts Final Rules Implementing the Whistleblower Provisions of Dodd-Frank

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SEC Adopts Final Say-on-Pay Rules

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Impact of the Dodd-Frank Act on Private Investment Fund Advisers

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The Impact of the Dodd-Frank Act on Executive Compensation and Corporate Governance

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SEC Issues New Interpretive Guidance Regarding Climate Change

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Preparing for the 2010 Proxy Season

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U.S. Regulators Increase Enforcement of the Foreign Corrupt Practices Act

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SEC Eliminates Broker Discretionary Votes in Director Elections

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